You can
be Capable of:
• Increase efficiency & Accuracy of
high volume transaction alerting & reporting
Improve KPI's by applying SAW Software to automatically
identify all trade violations and anomalies.
• Reduce staffing costs for large, complex,
multi disciplanry back office processing while
improving SLA's and staff morale.
• Reduce management workloads and increase
back office staff satisfaction by having them
chase up actual problems rather than spending
all their time identifying them.
• Eliminate the error rate that comes with
manual back end confirmation.
• Immediately alert management to trading
non-conformity (or error) thereby correcting in
a timely manner.
• Automated compliance reporting for regulators
or audit. i.e. Basel II or Sarbanes Oxley (SOX)
MANAGEMENT EFFICIENCY
Saw Software is a leading provider of Operational
Risk Management solutions for Over The Counter
(OTC) trading environment. Through our extensive
working knowledge of trading operations and the
financial markets we have developed SAW Software
Analyser to immediately alert you on your specific
trading rule breaches & discrepancies. SAW
also assists in your regulatory reporting requirements
such as Basel II and Sarbanes Oxley.
The solution's objective is to automate a predominantly
current manual process; remove the error and risk
associated with this human intervention; deliver
you comprehensive trading reports P&L, Audit,
etc ; and automatically discover and alert exceptions
based on your defined trading rules to appropriate
levels in organisation.
BEST
PRACTICE IN YOUR TRADING ENVIRONMENT
We are confident that our product, consulting
and professional services offering, will ensure
you have an optimal operational risk management
Solution. |
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Managing you're your Front Office, middle office
and back office workforce is one of the toughest
but most important challenges you face. You
are on constant lookout (not restricted to)
the following -
• Trader Limits
• Desk Limits
• P/L Warnings
• Position Warnings
• Trends
• Rate Variations
• Incorrect Details
• Slow Input
• Market Conformity
• Unconfirmed Deals
• Unsettled Deals
There is the constant vigilance of these Operational
Diagnostics while also making sure that your
employees are properly trained and staffed adhering
to your business rules. How do you balance the
need to handle as many transactions as efficiently
as possible while also dealing with issues such
as employee availability? The following diagram
shows you the typical transaction management
workflow. Your employees, your technology and
your work rules act as possible points of failure
when auditing your trading transactions. You
need to make sure all the factors below are
taken into account or you risk employee oversight
and a large and unknown Value At Risk (VAR).
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